Individual Compliance

Learn how our many customers
have benefited from using our
market-leading T&C 
system and our SaaS solution
for the Senior Managers (SMR)
and Certification (CR) regimes.
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Quality Assurance

Quality checking is rising to the top of
the regulatory agenda and our fully
functional file checking solution is
used by some of the biggest Financial
Services providers in the UK
 
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Complaints Management

Find out more about our complaints and
case management system and how we
can help you resolve complaints efficiently
in accordance with the FCA guidelines.
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CALL US NOW ON 01908 613613

Welcome to Worksmart Ltd

Worksmart has been helping Financial Services organisations remain compliant since 1995. Our market leading solutions for complaints management, training and competence, individual accountability, quality assurance and file checking have all been developed exclusively for the Financial Services sector with FCA requirements in mind.

Our products can be implemented stand-alone or integrated to existing or third party systems and can be adopted with standard “out of the box” functionality or configured to reflect your specific business requirements. Our experienced team, most of whom have worked for many years in the sector, thrive on helping you meet your business objectives!

MORE ABOUT US

We have addressed all regulatory concerns and have a true enterprise solution, where this information is used to drive actions, across all areas of the business.

Chief Operating Officer
UK Mortgage Broker

Latest News

What next for the SMR?

Is it all over now the deadline has passed or is the fun just about to start?! Having spent the last 18 months of my working life pretty much devoted to the new Senior Managers regime in banking,......READ MORE
MORE NEWS

271% increase in fines issued by the UK regulatory bodies in 2015

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Our Clients