SM&CR came into force for all FCA-regulated firms in December 2019. Since then, the COVID-19 pandemic has brought SM&CR into sharp focus. Join us for the SM&CR Briefing: One Year On next month to explore the major implementation issues and solutions, lessons learned and challenges the investment industry is still facing.
This IA briefing in partnership with Latham & Watkins, and supported by Worksmart, this is the fifth in the IA’s series of events on the SM&CR, will be of interest to a wide range of individuals focused on the latest developments of the SM&CR, including those from Core and Enhanced firms working in human resources, compliance, risk and operations.
For more information and to register, visit: https://www.theia.org/events-training/event?eventtemplate=233-smcr-briefing-one-year-on&event=885