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DTSTART;TZID=Europe/London:20210518T120000
DTEND;TZID=Europe/London:20210518T130000
DTSTAMP:20260825T225216
CREATED:20210415T100024Z
LAST-MODIFIED:20230327T152253Z
UID:5632-1621339200-1621342800@www.worksmart.co.uk
SUMMARY:Senior Leaders Still Need Development And Here Is How To Tell Them!
DESCRIPTION:Leaders making their way into senior leadership in the financial sector do so because of their unique strengths; expertise\, experience\, drive and resilience. But in today’s uncertainty and complexity\, these strengths are not all particularly useful for navigating unknown contexts not seen before. Experience and expertise aren’t predictors of future and aren’t so helpful in complex situations\, when cause and effect are unclear. \nJonathan Davidson’s (FCA) speech for the 6th Annual Culture and Conduct Forum\, highlights many complex issues requiring attention from leaders – delivering social purpose\, breaking barriers around diversity and inclusion\, and defining the role of financial services in climate change and sustainability. \nIf the criteria by which many leaders were promoted is ill-equipped for today\, how can we deliver the message that they still need developing\, and specifically in sense-making skills? It’s not about loading up on more knowledge. It’s about enabling leaders to move beyond mere knowledge to develop their underlying capacity to make sense of what is happening and of themselves. Using the analogy of a mobile phone\, it is not adding Apps to the phone\, it’s upgrading the operating system\, so leaders are able to think\, relate and act on a par with the complexity they face. \nMDV Consulting has teamed up with Worksmart to help share advice on how to excite leadership in this message of life-long development. \nTo find out more and register for this webinar: https://us02web.zoom.us/webinar/register/4316183899846/WN_vs921bXyTJ-7ZJc_346RCw \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/senior-leaders-still-need-development-and-here-is-how-to-tell-them/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/05/Senior-Leaders-still-need-development-and-here-is-how-to-tell-them-18h-May-MDV-Webinar-.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210511T131500
DTEND;TZID=Europe/London:20210513T183000
DTSTAMP:20260825T225216
CREATED:20210324T104709Z
LAST-MODIFIED:20210428T122208Z
UID:5445-1620738900-1620930600@www.worksmart.co.uk
SUMMARY:Virtual Conference: 4th Global RegTech Summit: 11th-13th May 2021
DESCRIPTION:FinTech Global and RegTech Analyst are hosting their 4th Annual Global RegTech Summit\, virtually on 11th-13th May 2021. \nWith RegTech firmly on the FCA’s agenda in the UK\, the conference promises to provide insights from every side of this fast growing industry; from thought leaders\, to firms adopting RegTech solutions to RegTech suppliers themselves\, the Summit promises to be both thought provoking and helpful in providing guidance to firms as they plan their way towards adopting FinTech. \n\nHear debates and presentations from RegTech leaders and innovators leading the shift to digital\nUnderstand how the compliance and risk management industries are evolving beyond the challenges caused by the pandemic\nFind out how to deal with regulatory challenges caused by remote communication\n\nGiven the importance of the RegTech agenda in UK financial services\, Worksmart are proud to be sponsoring\, speaking and exhibiting at the conference. \nAndy Nightingale\, our Managing Director\, and Julie Pardy\, our Director of Regulation and Market Engagement\, are presenting; \nWill the current Cultural agenda drive RegTech adoption for the greater good? \nand Nic Dent\, our Propositions & Client Engagement Manager\, will be taking part in a panel discussion on; \nRegTech Fostering SM&CR Compliance. \nTo find out more about this virtual conference and to register for FREE\, visit: https://fintech.global/globalregtechsummit/
URL:https://www.worksmart.co.uk/event/virtual-conference-4th-global-regtech-summit-11th-13th-may-2021/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/03/regtech_virtual_conference.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210427T113000
DTEND;TZID=Europe/London:20210428T160000
DTSTAMP:20260825T225216
CREATED:20210419T091703Z
LAST-MODIFIED:20210426T084016Z
UID:5648-1619523000-1619625600@www.worksmart.co.uk
SUMMARY:Operational Resilience in Technology - 27th - 28th April 2021
DESCRIPTION:Infoline are hosting a 2-day Operational Resilience in Technology\, conference virtually on 27th -28th April 2021. \nThis event will provide policy updates from the Bank of England\, and allow firms discuss their new frameworks for Operational Resilience and Outsourcing while learning from leading experts in the industry. The event promises to be both thought provoking and helpful in providing invaluable information to firms on Policy Clarifications and Best Practice Resilience Frameworks. \n• Hear directly from The Bank of England upon the release of the Operational Resilience regulation\n• Hear how the major financial institutions are mapping their cloud exposures and negating risks\n• Pick up tools and useful information to help you monitor and measure your risk exposures\n• Connect with your industry peers at this time critical moment – the regulation now needs to be implemented \nWith firms in the financial sector increasingly needing to manage outsourced risk with third and fourth parties\, this event will go far in helping firms to understand the regulatory and industry expectations around handling outsourced risk. \nWorksmart are proud to be sponsoring this important event and our Head of Service Delivery\, Robin Spencer\, will be sharing our views on Operational Resilience as part of the panel discussion on managing outsourced risk. To find out more about this event and to register \, visit: https://informaconnect.com/operational-resilience-outsourcing/purchase/select-package/
URL:https://www.worksmart.co.uk/event/operational-resilience-in-technology-27th-28th-april-2021/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/04/Infoline-Virtual-Conference-27th-28th-April-.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210323T093000
DTEND;TZID=Europe/London:20210323T133000
DTSTAMP:20260825T225216
CREATED:20210203T121402Z
LAST-MODIFIED:20230327T152111Z
UID:4829-1616491800-1616506200@www.worksmart.co.uk
SUMMARY:Virtual Conference: RegTech In The Finance & Leasing Sector\, 23rd March
DESCRIPTION:The FLA will be hosting its first remote conference in 2021 on the important subject of .Regulation Technology (RegTech) \nThe conference will focus on how technology is influencing change in financial services – both in response to the Covid-19 pandemic and in supporting the economic recovery.  As part of this\, we will discuss some of the latest technological advancements to understand how these are impacting business models and the customer journey. \nAs the UK regulatory agenda continues to evolve\, new rules and guidance are likely to be developed with technological advancements in mind.  It is\, therefore\, essential that firms are prepared to adapt appropriately\, particularly as it is clear that the current pace of change will not dissipate.  However\, these challenges have also allowed for the financial services industry to explore new and innovative ideas\, and it is inevitable that some of these advancements will revolutionise what is known as the ‘ordinary course of business’. \nThe conference will be led by speakers\, including a keynote speaker from the FCA\, who will provide a range of insights and opinions on the subject. Worksmart’s Director of Regulation and Market Engagement\, Julie Pardy\, will be speaking on: “RegTech – A brave new world or a necessary evil?” \nTo find out more about this virtual conference and to register\, visit: https://www.fla.org.uk/events-and-training/events/2021-fla-regulation-technology-conference-23-march-1453/ \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/https-www-fla-org-uk-events-and-training-events-2021-fla-regulation-technology-conference-23-march-1453/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/02/FLA-Virtual-Conference-23rd-March.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210316T093000
DTEND;TZID=Europe/London:20210316T110000
DTSTAMP:20260825T225216
CREATED:20210204T084823Z
LAST-MODIFIED:20230328T083358Z
UID:4841-1615887000-1615892400@www.worksmart.co.uk
SUMMARY:Webinar: SM&CR Virtual Breakfast Briefing: 16th March
DESCRIPTION:The Senior Managers & Certification Regime (SM&CR) has been with us for some time now\, but should we be cautious about losing focus and our attention being directed elsewhere? For instance\, are you confident that your firm is ready for embedding the regime as expected by the regulator; in a way that becomes ‘integral to the way a firm operates and does business?’ The FCA has made it clear that the extension of the Senior Manager and Certification Regime should be about culture change and creating a culture of accountability rather than ‘tickbox’ compliance\, but the level of detail and guidance around how to achieve this is notably absent. There is an awful lot to consider in stepping up to the challenges of influencing culture\, combined with managing competence\, capability and evidencing accountability through the whole organisation. These issues continue to be points of discussion and debate for many. \nWe know from feedback after our past events and broadcasts that firms and individuals gain value and comfort from evaluating their firm’s continuing approach to SM&CR through group discussion and debate with peers. So\, join the Worksmart team and a special guest\, a leading employment lawyer in this area\, for another lively discussion and update on the key issues and considerations on this topic\, together with a demonstration of how the Worksmart Accord solution can help you and your organisation manage all of the component parts of the new Regime. \nMeeting agenda:\n• Welcome and introductions\n• A regulatory update – the very latest on SM&CR\no Directory Submission Deadlines – your commitments and are you ready?\no SM&CR in BAU – embedding and future proofing\n• Our special guest\, a leading regulatory lawyer\, will lead a discussion on the current climate from a HR and Regulatory perspective\n• Accord demonstration – how can the latest RegTech help?\n• Panel Discussion – your chance to submit questions for debate and discussion \nTo register for this free event\, visit: https://us02web.zoom.us/webinar/register/WN_-6Fc9k0eTZmPviYfSHIubw \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/webinar-smcr-virtual-breakfast-briefing-16th-march-2021/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/02/SMCR-Virtual-Breakfast-March-2021-v2.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210309T093000
DTEND;TZID=Europe/London:20210310T173000
DTSTAMP:20260825T225216
CREATED:20201209T114844Z
LAST-MODIFIED:20230327T152217Z
UID:4467-1615282200-1615397400@www.worksmart.co.uk
SUMMARY:Virtual Conference 2: 9th & 10th March
DESCRIPTION:Following on from the success of the inaugural PIMFA Virtual Fest in June 2020\, PIMFA are running a second Virtual Fest which will take place on 9th and 10th March 2021. \nLike the first event\, over the two days\, the PIMFA Virtual Fest V2 will be delivering presentations on key areas which members have identified as key in their short and long-term focus including: \n\nCEO Panel – What Have we Learnt and How to do we Rebuild Together\nThe Future of Work – What do You Need to Know?\nWhat Might 2030 Hold for Financial Advisers?\nOperational Resilience: Lessons Learnt in 2020 & What’s Next in 2021\nThe Future of Regulation\nAnd more…\n\nWorksmart are pleased to be a gold sponsor of this event where we will also be presenting on the key subject of Leadership\, Governance and Culture – Driving RegTech Adoption\, and exhibiting our RegTech solution suite. \nTo find out more about this virtual conference and to register\, visit: https://www.pimfa.co.uk/event/virtual-fest-2/
URL:https://www.worksmart.co.uk/event/pimfa-virtual-conference-27th-28th-january/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/12/PIMFA-Virtual-Conference-9th-10th-March.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210225T120000
DTEND;TZID=Europe/London:20210225T130000
DTSTAMP:20260825T225216
CREATED:20210210T100906Z
LAST-MODIFIED:20230327T152809Z
UID:4890-1614254400-1614258000@www.worksmart.co.uk
SUMMARY:Webinar: Good Culture Doesn't Just Happen: 25th February
DESCRIPTION:If Culture is what people do when no one is looking\, then 2021 might prove to be as challenging to your Conduct and Culture risk frameworks as the last nine months have been. Continued Conduct risks related to employees working from a home and a regulator finding the identification of Conduct risk in firms ‘unacceptably weak’ means that Wealth firms can’t take let Conduct and Culture drop down the agenda. \nIn this FREE 60 minute webinar with Julie Pardy\, Director of Regulation & Market Engagement\, Worksmart and Maurice McDonald Head of International Banking & Wealth Management\, Bovill you’ll learn more about: \n\nWhy the FCA will continue to prioritise Conduct & Culture in 2021\nWhat good Culture looks like\nHow the FCA expects Wealth Managers to monitor\, measure and audit Conduct & Culture\nApproaches to identifying conduct risks in your firm\nThe key components of an effective culture programme\n\nTo register for this webinar\, visit: https://www.pimfa.co.uk/event/pimfa-webinar-good-culture-doesnt-just-happen-what-pimfa-members-need-to-work-on-in-2021/ \n 
URL:https://www.worksmart.co.uk/event/webinar-good-culture-doesnt-just-happen-25th-february/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/02/Good-Culture-Doesnt-Just-Happen-Webinar-25th-February-2.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210224T090000
DTEND;TZID=Europe/London:20210225T163000
DTSTAMP:20260825T225216
CREATED:20210112T113527Z
LAST-MODIFIED:20230327T152007Z
UID:4626-1614157200-1614270600@www.worksmart.co.uk
SUMMARY:Virtual Conference: SMCR and Conduct and Culture In The Time Of Covid-19\, 24th & 25th February
DESCRIPTION:As SMCR becomes part of everyday life in Financial Services\, this conference discusses how to develop conduct standards and healthy cultures in the context of Covid-19. \nDavid Blunt\, Head of the Conduct Specialists Department at the FCA will set the tone of the conference with a keynote speech on conduct and culture. Industry experts and leading practitioners will follow this lead to discuss topics such as: \n\nThe continuing importance of healthy firm culture for the FCA\nThe impact of Covid-19 on culture – challenges and opportunities that have arisen from the pandemic\nMaking a success of SM&CR: integrating the regime into your business and culture\nThe role culture can play in progressing pressing social issues\, such as the need to break barriers around diversity & inclusion\, and climate change and sustainability\n\nWorksmart are delighted to be sponsoring and exhibiting at this key event. Julie Pardy\, our Director of Regulation and Market Engagement\, will also be giving a presentation on “Fitness & Propriety – Everything you might want to know but didn’t like to ask!”  \nTo find out more and register for this important conference\, visit: https://informaconnect.com/smcr-and-conduct-and-culture-under-covid-19/ \n 
URL:https://www.worksmart.co.uk/event/https-informaconnect-com-smcr-and-conduct-and-culture-under-covid-19/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/01/Infoline-Virtual-Conference-24th-25th-February-.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210222T092000
DTEND;TZID=Europe/London:20210222T163000
DTSTAMP:20260825T225216
CREATED:20201209T124956Z
LAST-MODIFIED:20230327T152038Z
UID:4475-1613985600-1614011400@www.worksmart.co.uk
SUMMARY:Virtual Conference: Preparing For The Implementation Of The Certification Regime\, 22nd February\, 09.20-16.30
DESCRIPTION:City & Financial are running a virtual conference on 22nd February on the Senior Managers and Certification Regime. \nThe conference is particularly timely as solo-regulated firms make their final preparations for the implementation of the Certification Regime and Conduct Rules on 31st March. \nWe are delighted to be sponsoring\, exhibiting and speaking at this important conference alongside some key speakers including David Blunt\, Head of Conduct Specialists at the FCA. \nAlongside the implementation of the Certification Regime and the Conduct Rules\, the conference will also address a number of other critical issues that banks\, asset managers and insurers are grappling with as they live with the SMCR on a day-to-day basis. These issues will be covered through a combination of presentations and panel discussions. \nTo find out more and register\, visit: https://www.cvent.com/events/the-senior-managers-and-certification-regime-preparing-for-implementation-of-the-certification-regim/speakers-c47e3a09ee774b0fa9c57830613e74fa.aspx \n 
URL:https://www.worksmart.co.uk/event/https-www-cvent-com-events-the-senior-managers-and-certification-regime-preparing-for-implementation-of-the-certification-regim-speakers-c47e3a09ee774b0fa9c57830613e74fa-aspx/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/12/City-Financial-Virtual-Conference-22nd-February-.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210211T110000
DTEND;TZID=Europe/London:20210211T120000
DTSTAMP:20260825T225216
CREATED:20210126T120057Z
LAST-MODIFIED:20230328T083303Z
UID:4715-1613041200-1613044800@www.worksmart.co.uk
SUMMARY:Webinar: “Regulatory Predictions for the Year Ahead” - 11th February\, 11.00
DESCRIPTION:2020 was a tumultuous year for most of the UK population\, regardless of what sector you worked in. \nWithin the Financial Services Sector\, not only did we go through our first taste of lockdown like the rest of the population\, but had to do so whilst grappling with the implementation of SM&CR\, waiting for new rules in relation to Brexit\, and depending on what sector you were in\, developing new policies and approaches for dealing with all sorts of new regulatory requirements in relation to key workers\, Covid absences and vulnerability to name but a few. \nI am sure we speak for the industry when we all hope that 2020 will not be fully replicated again in 2021. But\, as we all know\, regulation doesn’t sleep and so join the Worksmart team\, together with our guest speaker Tor Connolly\, Senior Regulatory Consultant at Huntswood\, for a lively discussion and debate about our regulatory predictions for the year ahead. \nWhilst we are still finalising the discussion points\, we aim to cover key areas such as SMCR\, the Directory\, Consumer Vulnerability and Complaints Processes. \n  \n\n\n 
URL:https://www.worksmart.co.uk/event/webinar-regulatory-predictions-for-the-year-ahead-11th-february-11-00/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2021/02/Webinar_-Regulatory-Outlook-2021-11th-February-1.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210204T133000
DTEND;TZID=Europe/London:20210204T161500
DTSTAMP:20260825T225216
CREATED:20210113T114406Z
LAST-MODIFIED:20230327T152552Z
UID:4648-1612445400-1612455300@www.worksmart.co.uk
SUMMARY:Virtual Conference: SMCR Virtual Briefing : 4th February 2021
DESCRIPTION:As a result of the COVID-19 pandemic\, the FCA announced that the deadline for solo-regulated firms to undertake the first assessment of the fitness and propriety of their certified persons under the SM&CR has been delayed until 31st March 2021. \nThis online forum will be a timely platform for firms to hear about industry best practice on how to overcome some of the remaining challenges in order to be able to implement all outstanding elements of the regime. Full of practical suggestions\, including input from the FCA\, this forum promises to be as lively as it is informative. \nWorksmart are proud to be sponsoring and speaking at this key event. \nFor information and details on how to register\, visit: https://www.tisa.uk.com/product/smcr-virtual-briefing/?event_date=2021-02-04
URL:https://www.worksmart.co.uk/event/virtual-conference-smcr-virtual-briefing-4th-february-2021/
LOCATION:Online
CATEGORIES:Virtual Conference
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/11/SMCR-Virtual-Briefing-4th-February-TISA-1.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210119T093000
DTEND;TZID=Europe/London:20210119T110000
DTSTAMP:20260825T225216
CREATED:20201209T110424Z
LAST-MODIFIED:20230327T152413Z
UID:4461-1611048600-1611054000@www.worksmart.co.uk
SUMMARY:Webinar: SM&CR Virtual Breakfast Briefing: 19th January 2021
DESCRIPTION:Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SM&CR) now since December 2019\, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). \nMegan Butler\, FCA\, recently called on firms to rethink the way they supervise staff who are working from home and the FCA has also updated its guidance on Key Workers. The challenge of certifying colleagues for the first time is looming\, the regulator continues to focus on the need for firms to act with integrity\, and those with responsibilities for competency and firms’ governance procedures continue to have heavy workloads. \nJoin the Worksmart team\, and special guest\, Marian Bloodworth\, Employment Law partner in the Financial Services group at Kemp Little\, for another lively discussion and update on the key issues and considerations on this topic\, together with a demonstration of how the Worksmart Accord solution can help you and your organisation manage all of the component parts of the new Regime. \n 
URL:https://www.worksmart.co.uk/event/smcr-virtual-breakfast-briefing-19th-january-2021/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/12/Virtual-breakfast-webinar-19th-January.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20210114T110000
DTEND;TZID=Europe/London:20210114T120000
DTSTAMP:20260825T225216
CREATED:20201217T105317Z
LAST-MODIFIED:20230327T152143Z
UID:4499-1610622000-1610625600@www.worksmart.co.uk
SUMMARY:Webinar: “Culture\, Cynefin\, Capacity & Complexity in 2021” - 14th January\, 11.00
DESCRIPTION:Business and regulators recognise that organisations with a purposeful culture deliver better results. In the FCA discussion paper (DP20/1) of March this year\, firm after firm highlighted that defining and developing culture is easier said than done. Culture and culture development is one of those topics that defies simple silver bullet solutions. And\, in a world that gets more complex\, uncertain and volatile by the day\, we can crave simple to just make the complex go away.\n\n\nTo explore this topic we have teamed up with MDV Consulting\, a firm specialising in the assessment and development of leaders. MDV are at the leading edge of understanding how leaders can grow to meet ever increasing complexity. \nJoin us for what will be a very lively and informative debate about a topic that has come even more into focus as the events of 2020 have unfolded. \n\n\n  \n 
URL:https://www.worksmart.co.uk/event/mdv-worksmart-culture-cynefin-capacity-complexity-in-2021-14th-january-11-00/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/12/Culture-Cynefin-Capacity-Complexity-in-2021-webinar-14th-January-v3.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20201202T100000
DTEND;TZID=Europe/London:20201202T113000
DTSTAMP:20260825T225216
CREATED:20201106T090030Z
LAST-MODIFIED:20230327T152451Z
UID:4036-1606903200-1606908600@www.worksmart.co.uk
SUMMARY:Webinar: Conduct & Culture - 2nd December\, 10.00-11.30
DESCRIPTION:The UK Finance Conduct and Culture Forum is a quarterly meeting for senior managers of finance service firms who lead the Conduct Risk & Culture agenda in their firm. It is a valuable opportunity to come together in a confidential setting to share experiences\, problem-solve and receive timely and relevant insights from UK Finance policy directors and key subject matter experts including Worksmart’s Julie Pardy and Nic Dent. \nFor more information & details on how to register\, visit; https://www.ukfinance.org.uk/events-training/conduct-and-culture-forum
URL:https://www.worksmart.co.uk/event/virtual-conference-conduct-culture-covid-19-2/
LOCATION:Online
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/11/Webinar-UK-Finance-Conduct-Culture-Forum-021220-16_9.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20201126T090000
DTEND;TZID=Europe/London:20201126T173000
DTSTAMP:20260825T225216
CREATED:20201102T130245Z
LAST-MODIFIED:20230327T152523Z
UID:3933-1606381200-1606411800@www.worksmart.co.uk
SUMMARY:Virtual Conference: Conduct\, Culture & Covid-19
DESCRIPTION:The 6th Annual Culture and Conduct Forum builds on the success of the five previous editions\, all of which have been very well attended and highly rated by speakers\, delegates and sponsors alike. This event has become the ‘must attend’ event for the UK financial services industry. \nOrganisers City & Financial are pleased to announce that Jonathan Davidson\, Director of Supervision – Retail and Authorisations and Member of the Executive Committee at the Financial Conduct Authority has kindly agreed to give the opening address. \nWorksmart are delighted to be sponsoring this key event as well as speaking and exhibiting our award-winning SMCR solution\, Accord. \nFor more information and how to register\, visit: https://www.cvent.com/events/the-6th-annual-culture-and-conduct-forum-for-the-financial-services-industry/event-summary-bb169e8cd78d41ada33f817fcb6e6959.aspx
URL:https://www.worksmart.co.uk/event/virtual-conference-conduct-culture-covid-19/
LOCATION:Online
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/11/City-Financial-Conference-261120-16_9-1.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20201124T110000
DTEND;TZID=Europe/London:20201124T120000
DTSTAMP:20260825T225216
CREATED:20201102T121816Z
LAST-MODIFIED:20230327T152839Z
UID:3927-1606215600-1606219200@www.worksmart.co.uk
SUMMARY:Webinar - "Making T&C Work For You Post Certification"
DESCRIPTION:The FCA’s Training & Competence (TC) regime supports consumers by making sure that financial services employees are appropriately qualified and well regulated. \nThe regime itself comprises of two main components:-\n1. The high level competence requirements commonly known as the “competent employee rules” and;\n2. The more detailed requirements for certain retail activities\, including the need to attain a qualification (where relevant). \nHowever\, the landscape has become more complex since the introduction of the Senior Managers & Certification Regime which introduced the requirement for firms to have an Internal Certification Regime which also encompasses those already covered by the TC Regime. \nIn this insightful and informative webinar Chaired by Philip Allen (formerly Director of Learning at UK Finance)\, he will be joined by our Director of Regulation & Market Engagement – Julie Pardy\, and Nic Dent our Customer Engagement and Propositions Principal. They will be discussing and debating best practice\, challenges and opportunities that the new regime brings to firms and those responsible for employee competence within their firms. \nTo register\, visit: https://us02web.zoom.us/webinar/register/7816037091475/WN_ZEKU0nBCQUyr8f9KQf2mFg \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/webinar-making-tc-work-for-you-post-certification/
LOCATION:Online
ATTACH;FMTTYPE=image/png:https://www.worksmart.co.uk/wp-content/uploads/2020/11/Worksmart-Webinar-Making-TC-Work-For-You-Post-Certification-241120-16_9-2.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20201023T120000
DTEND;TZID=Europe/London:20201023T130000
DTSTAMP:20260825T225216
CREATED:20201015T122005Z
LAST-MODIFIED:20220728T150351Z
UID:3419-1603454400-1603458000@www.worksmart.co.uk
SUMMARY:Caresmart - Short Demonstration
DESCRIPTION:Despite the operational disruption caused by Covid-19\, the FCA has been resolute in demanding that firms’ services standards do not slip when handling customer complaints. \nSo now\, more than ever\, is the time for firms to consider implementing an intuitive and end-to-end complaints and feedback management solution that complaint handlers can use anywhere. \nEstablished and trusted across the financial services sector\, Worksmart’s Caresmart solution provides the technology needed to reassure both firms and their customers that complaints will be handled promptly and fairly. \nThis 30mins webinar will provide an overview of Caresmart and for any questions to be answered. \nAvailable to CSA members and non-members alike\, you can register for this FREE by visiting: https://www.brighttalk.com/webcast/9369/440393?utm_source=Credit+Services+Association&utm_medium=brighttalk&utm_campaign=440393 \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/caresmart-short-demonstration/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://www.worksmart.co.uk/wp-content/uploads/2020/10/caresmart-demo-23-10-2020-dark.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20201015T103000
DTEND;TZID=Europe/London:20201015T120000
DTSTAMP:20260825T225216
CREATED:20201016T071712Z
LAST-MODIFIED:20220729T135430Z
UID:3457-1602757800-1602763200@www.worksmart.co.uk
SUMMARY:SM&CR Virtual Briefing
DESCRIPTION:Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SMCR) now since December 2019\, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). Firms continue to feel the impact in terms of remote working\, communication challenges and the trials of managing people from a distance. \nWe saw recently that Megan Butler called on firms to rethink the way they supervise staff who are working from home and the FCA has also updated its guidance on Key Workers. The challenge of certifying colleagues for the first time is looming\, the regulator continues to focus on the need for firms to act with integrity\, and those with responsibilities for competency and firms’ governance procedures continue to have heavy workloads. We regularly receive feedback that says firms and individuals are gaining some comfort from evaluating their firm’s approach to SM&CR through group discussion and debate with peers. \nSo\, join the Worksmart team\, and special guest\, Marian Bloodworth\, Employment Law partner in the Financial Services group at Kemp Little\, for another lively discussion and update on the key issues and considerations on this topic\, together with a demonstration of how the Worksmart Accord solution can help you and your organisation manage all of the component parts of the new Regime. \nTo register for this FREE webinar\, visit: https://us02web.zoom.us/webinar/register/8915947175457/WN_KBQFCc7RS7GN_xMXcOuAJg \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/smcr-virtual-briefing/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://www.worksmart.co.uk/wp-content/uploads/2020/10/SMCR-Virtual-Briefing_575x340.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20200922
DTEND;VALUE=DATE:20200924
DTSTAMP:20260825T225216
CREATED:20200905T130340Z
LAST-MODIFIED:20220810T150748Z
UID:3432-1600736400-1600822799@www.worksmart.co.uk
SUMMARY:Global Regtech Summit
DESCRIPTION:Worksmart are sponsoring the Global Regtech Summit\, being held on 22nd September. Due to CV19\, the Summit is now vitual. \nThe event is key because it will explore how the financial services industry can leverage technology to drive innovation\, cut costs and support regulatory change. The Summit brings together the industry ecosystem of Regtech practitioners\, regulators\, start ups and solution providers to collaborate and discuss innovative and effective approaches for building a better regulatory environment. \nIn addition to sponsoring the event Andy Nightingale\, Worksmart’s Managing Director\, will be speaking on the need for specialist solutions to manage the complex operational and reporting needs of SM&CR and Julie Pardy\, Worksmart’s Director of Regulation and Market Engagement\, will be chairing a panel discussion on how RegTech can improve SM&CR compliance. Finally\, the Worksmart sales team will be exhibiting and demonstrating our dedicated SM&CR solution\, Accord. \nTo find out our how you can be there visit the Global RegTech site.
URL:https://www.worksmart.co.uk/event/global-regtech-summit/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://www.worksmart.co.uk/wp-content/uploads/2020/09/global-regtech-summit-22-09-2020-dark.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20200917T140000
DTEND;TZID=Europe/London:20200917T174000
DTSTAMP:20260825T225216
CREATED:20200902T135248Z
LAST-MODIFIED:20230426T133949Z
UID:3452-1600351200-1600364400@www.worksmart.co.uk
SUMMARY:TISA - SM&CR Post Implementation Forum
DESCRIPTION:With the commencement of the SM&CR last December for FCA solo regulated firms\, businesses are expected to have put in place essential arrangements in order to be compliant with the new regime which aims to reduce harm to consumers and strengthen market integrity. \nThis Forum will be a timely platform for firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator. \nSpecifically\, this forum will focus on; \n– Best practices from the industry and where resources should be focused in order to remain compliant with the new regime\, notably implementing Certification and the Directory \n– How SM&CR can serve as a catalyst for culture transformation in firms \nFor more information on this important event and details of how to register\, visit; https://www.tisa.uk.com/product/smcr-post-implementation/?event_date=2020-09-17
URL:https://www.worksmart.co.uk/event/tisa-smcr-post-implementation-forum/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://www.worksmart.co.uk/wp-content/uploads/2020/09/Tisa-Event-2020-dark.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=Europe/London:20200915T120000
DTEND;TZID=Europe/London:20200915T130000
DTSTAMP:20260825T225216
CREATED:20200901T140515Z
LAST-MODIFIED:20220729T135502Z
UID:3286-1600171200-1600174800@www.worksmart.co.uk
SUMMARY:The not so hidden cost of non-compliance webinar
DESCRIPTION:The last few months may well have been a complete blur for many employees\, but compliance and risk leaders of regulated firms know only too well that the increased risk of employees working from home\, the avalanche of FCA updates and the looming financial crisis\, looks like a perfect storm.In this FREE 60 minute webinar\, Julie Pardy\, Director of Regulation and Market Engagement\, Worksmart\, Adrian Harvey\, CEO of Elephants don’t forget and Claire Aynsley Head of Regulatory Compliance\, Credit Services Association evaluate the post COVID-19 role compliance and risk professionals will play in shaping the future of the business\, anticipating risks to protect the firm\, it’s bottom line and its reputation. \nFor more information on this webinar and to register\, visit; https://us02web.zoom.us/webinar/register/6915979470281/WN_tfKMiqbxR76bJkyko8uYHw \nThis event is no longer available.
URL:https://www.worksmart.co.uk/event/the-not-so-hidden-cost-of-non-compliance-webinar/
LOCATION:Online
CATEGORIES:Webinar
ATTACH;FMTTYPE=image/jpeg:https://www.worksmart.co.uk/wp-content/uploads/2020/09/non-compliance-Webinar-dark.jpg
END:VEVENT
END:VCALENDAR