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Managing SM&CR records, why I should be concerned and what are my options?

When firms first start planning for the implementation of the new SM&CR regime, they seldom prioritise the ongoing challenge and risks associated with how well systems and processes will support things after it goes live and becomes business as usual. The challenges of managing a consistent approach across the various workflows; the difficulty of joining together what are often disjointed or siloed processes; how to ensure a robust and consistent approach to the related procedures across the firm, and crucially; future-proofing of  your systems and processes and maintaining an comprehensive and accessible audit trail.

To read this blog in full please click here: http://blog.worksmart.co.uk/managing-smcr-records-why-i-should-be-concerned-and-what-are-my-options

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