The Senior Managers and Certification Regime (SM&CR) is arguably the biggest regulatory change for FLA members since the transfer to FCA regulation over 5 years ago. As the near final rules were published in summer 2018, firms should now be well into their preparations for implementation. This is a good time for members to take stock of their progress so far and check if they are on the right ‘track’.
This one day conference will provide a very practical overview of where firms should ideally be now, what still needs to be done prior to the 9 December 2019 deadline, as well as assistance in prioritising action over the next few months.
Julie Pardy, Worksmart's Director of Regulation and Market Engagement will be alongside other experts in the field including David Blunt, The FCA's Head of Department / Conduct Specialists /Supervision and Executive in charge of SM&CR.
For more information on this key event, visit: https://www.fla.org.uk/events-and-training/events/2019-senior-managers-certification-regime-conference-1276/