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IA Briefing SM&CR - 8th July 2019, London

With only five months to go until the implementation deadline of the SM&CR for asset management firms, it is imperative that firms move from theory to practice and have made progress in their project planning in order to effectively operationalise the regime.

Worksmart are delighted to be presenting alongside some of the most informed people in financial services on this important subject.

This, the second in the IA's series of events on the SM&CR, will help Core and Enhanced firms to determine where challenges may still remain and provide an indication of developing industry consensus in key areas.

For more information on this invaulable session, visit; https://www.theia.org/events-training/event?eventtemplate=186-smcr-culture-and-conduct&event=397

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