With the 9th December 2019 deadline passed, attention is now turning to the embedding of SM&CR into firms. Key within that is the implementation of the Conduct Rules and the first annual cycle of certification. Specifically, the conference will focus on the following topics;
- How the regime applies to Core and Enhanced firms and compliance requirements
- Implementation steps
- Where firms should currently be with their preparation and who needs to be involved
- Industry experts' experiences of the regime, opportunities and risks
Julie Pardy, Worksmart's Director of Regulation and Market Engagement, will use her own experience and the experience of other IA members to present a session on the key factors that will enable successful 'operationalising' of SM&CR in firms.
For more information on this session, visit; https://www.theia.org/events-training/event?eventtemplate=233-smcr-implementation-and-beyond&event=454