The new MiFID II regulation is now in place. It sits alongside SM&CR as well as regulatory processes such as T&C. How firms bring all those processes together poses major challenges.
Peter Griffiths has shared our experiences in an article, recently published in T&C News. We hope the article provides some insights and helps firms turn the challenges of these different regimes into practical solutions.
If you would like to discuss how we could help your firm, contact Peter at: firstname.lastname@example.org