SM&CR arrived for solo regulated firms in December 2019 and as a consequence has impacted staff and organisations across the industry.
This free webinar will look at the further impacts of the regime as we move forward to the Certification, Conduct Rules training and Directory data upload deadlines in December 2020. Specifically, the webinar will cover;
- Background to SMCR and implementation to date
- Personal impact of the SMCR components
- Employee competence
- What happened in banking and what to expect
Julie Pardy, Worksmart's Director of Regulation and Market Engagement, and Nic Dent, Worksmart's Principal Propositions & Customer Engagement, will lead the webinar .
The webinar is open to all and you can register by visiting; https://www.libf.ac.uk/news-and-insights/our-events?eventid=14054