As the regulatory agenda continues to focus on Culture and Employee competence, this insightful webinar will walk individuals and firms through a myriad of considerations.
From the challenge of identifying competence measures across multiple roles to implementing and managing a robust, consistent and evidential process for Certification, the Worksmart team will be challenging individuals to consider what this means both at a personal and corporate level. Add into the mix the new Tier 1 and Tier 2 Conduct Rules and the rising considerations around non-financial misconduct, then we have the ideal ingredients for a lively discussion.
The webinar will be hosted by Julie Pardy, Director of Regulation and Market Engagement, Worksmart. Julie has more than 30 years' experience in financial services, all of which has been gained within the banking, insurance and advice/wealth sector. Julie has held senior roles across sales, compliance, operations and training & competence. For the last third of her career, she has acted as a consultant to the industry.
To Registr for this FREE webinar, visit: https://www.libf.ac.uk/news-and-insights/our-events?eventid=14213