With the commencement of the SM&CR last December for FCA solo regulated firms, businesses are expected to have put in place essential arrangements in order to be compliant with the new regime which aims to reduce harm to consumers and strengthen market integrity.
This Forum will be a timely platform for firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator.
Specifically, this forum will focus on;
- Best practices from the industry and where resources should be focused in order to remain compliant with the new regime, notably implementing Certification and the Directory
- How SM&CR can serve as a catalyst for culture transformation in firms
For more information on this important event and details of how to register, visit; https://www.tisa.uk.com/product/smcr-post-implementation/?event_date=2020-09-17