How will Senior Managers rise to the challenge in implementing the new Consumer Duty?
The new Consumer Duty proposed by the FCA will place the responsibilities of a firm to avoid foreseeable customer harm squarely on the shoulders of Senior Managers and board members. […]
Virtual Event: Regulatory Guidance for Wealth Managers in 2022
In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing […]
SM&CR Virtual Event – Culture & Conduct
Expert Insight into D&I, Non-Financial Misconduct, Culture, Certified Person’s Regime and much more! Worksmart are proud Gold sponsors of this exciting 1-day event, which encompasses the guidelines around Senior Manager […]
Virtual Conference: SEAR Ireland 2022
Get key insight into reasonable steps, mapping, HR implications and much more! Worksmart are proud sponsors of this exciting virtual event, which is completely focused on the introduction of SEAR […]
Webinar: Regulatory Priorities 2022 – Do you know what yours should be?
2021 ended with a bang as the value of FCA fines against firms jumped to a staggering £577m, their highest value in six years. But whilst financial penalties might have […]
Global Summit: City Week Annual Financial Services Forum
Now in its 11th year, City and Financial are hosting City Week, the premier gathering of the international financial services community. This brings together industry leaders and policy makers from […]
Webinar: “Regulatory Predictions for the Year Ahead” – 11th February, 11.00
2020 was a tumultuous year for most of the UK population, regardless of what sector you worked in. Within the Financial Services Sector, not only did we go through our […]
Webinar: “Culture, Cynefin, Capacity & Complexity in 2021” – 14th January, 11.00
Business and regulators recognise that organisations with a purposeful culture deliver better results. In the FCA discussion paper (DP20/1) of March this year, firm after firm highlighted that defining and […]
Which Regulatory Software Suppliers Should Firms Trust? T&C News
First published in T&C News – With the FCA’s focus on RegTech, firms are being encouraged to partner with solution suppliers, but which ones can you trust?
IT & Cyber Security – Why IT Matters & What Should You Expect Of Software Suppliers
First published in T&C News – The changing expectations of financial services firms surrounding IT and cyber security and what that means for both financial services firms and their software […]