FLA Asset Finance Conference – What Next? – 26 October 2021
After Brexit, lockdowns and economic uncertainty, what next for asset finance? The opening keynote speaker, KPMG’s Chief Economist, will provide an overview of the economic challenges and opportunities. Worksmart Julie […]
2020 – Well That Wasn’t The Year We Expected, And I’m Not Talking About Covid!
Well, before any of us had even heard of Covid-19, those of us watching and observing the Financial Services marketplace were predicting a year of regulatory scrutiny, intervention and Senior […]
Operational Resilience: The Tipping Point To A Better World?
Recently published in T&C News, we discuss the challenges posed by the FCA’s focus on Operational Resilience & suggest ways to move forward..
SM&CR Implementation Tasks (Part 3) | SMCR Software | Worksmart
What Can you and your firm do now? This blog seeks to continue to help you plan your project for the implementation of the Senior Managers and Certification Regime within […]
SM&CR Implementation Tasks (Part 2) | SMCR Software | Worksmart
What Can you and your firm do now? This blog seeks to continue to help you plan your project for the implementation of the Senior Managers and Certification Regime within […]
SM&CR – Timelines & Component Parts (Solo Regulated) | Worksmart
This Blog seeks to introduce you to planning for the implementation of the Senior Managers and Certification Regime (SM&CR) and is a continuation of the last Blog where we looked […]
Tips for Organising A Successful SM&CR Implementation | Worksmart
Like many projects, the most challenging part of implementing the Senior Manager and Certification Regime (SM&CR) is getting organised and ensuring the project is set up to ensure success. Without […]
7 Pillars for Managing SM&CR Records Effectively | Worksmart
Literature and philosophy is laden with theories and principles that rely on seven pillars. In this blog, I won’t attempt to reconsider the seven pillars of wisdom, life or anything […]
SM&CR & Your Wider Governance Arrangements | Worksmart
When applying the new Senior Manager & Certification Regime (SM&CR) to your organisation, the regulator will expect more than just a Management Responsibilities Map (MRM) summarising the allocation of Senior […]