Which Regulatory Software Suppliers Should Firms Trust? T&C News
First published in T&C News – With the FCA’s focus on RegTech, firms are being encouraged to partner with solution suppliers, but which ones can you trust?
IT & Cyber Security – Why IT Matters & What Should You Expect Of Software Suppliers
First published in T&C News – The changing expectations of financial services firms surrounding IT and cyber security and what that means for both financial services firms and their software […]
Which Regulatory Software Suppliers Should Firms Trust?
Extensive change has been happening and continues to happen in the world of compliance. Major new regulation has been ‘landing’ for several years now and with SM&CR being extended to […]
SM&CR, The Investment Association & The FCA
On a very hot and sunny Tuesday in June, I was delighted to be invited to talk to Investment Association members on the topic of SM&CR. Joining a line-up that […]
SM&CR professionals pivot for COVID-19, but how confident are they now?
On Thursday 28th May 2020, Philip Allen (Innovate Learn), Adrian Harvey (CEO, Elephants don’t forget) and Julie Pardy (Worksmart) hosted an interactive webinar; Covid-19 proves to be the SM&CR litmus test. […]
PIMFA Virtual Fest – Thriving In Extraordinary Times
The world of work has changed beyond recognition for most of us over the last few months. And when PIMFA approached us here at Worksmart to ask whether we wanted […]
Pointers For Call Centre Staff & Businesses Facing COVID-19
Flexibility Is Key Life is very different now from what it was just a few weeks ago. Businesses and their staff are facing great uncertainty, however one thing that is […]
#5 Achieving Consistency In Complaints Handling
In the fifth of our series of guest blogs on key issues for complaints handling, Sarah Lawrence (access the preceding blog here…), former Technical Manager at Financial Ombudsman Service looks […]
SM&CR Implementation Tasks (Part 6) | SMCR Software | Worksmart
Questions & Considerations This blog seeks to continue to help you plan your project for the implementation of the Senior Managers and Certification Regime. Often, people say to us that […]
SM&CR Implementation Tasks (Part 5) | SMCR Software | Worksmart
What Can you and your firm do now? This blog seeks to continue to help you plan your project for the implementation of the Senior Managers and Certification Regime. Often, […]