Consumer Duty Through a Training & Competence Lens
Now that the FCA’s plans for the new Consumer Duty have started to sink in, firms are now getting to grips with what they need to accomplish by July 31st. […]
Webinar: SM&CR Virtual Briefing: Tuesday 21st February 2023
On 9 December 2022, the UK Chancellor of the Exchequer announced a package of reforms to the UK financial services sector, known as the “Edinburgh Reforms”. The aim of these […]
LIBF Annual Mortgage Conference Thursday 3rd November 2022 – postponed
Due to unforeseen circumstances, this event has now been postponed but we look forward to sharing the new date with you very soon. This is more than the usual at […]
Webinar: SM&CR Virtual Briefing: Tuesday 11th October 2022
The newly published Consumer Duty (CD) is a topic on everyone’s agenda right now with boards being required to approve their firm’s implementation plans by the end of October 2022. […]
SM&CR – Is the regime in your organisation delivering what the regulator would expect to see?
SM&CR has been with us as an industry since 2016 now for those in Banking & Insurance and 2018/19 for Solo Regulated firms. How has it been for you? When […]
Webinar: SM&CR Virtual Briefing: 17th May 2022
SM&CR – not just a cost to your firm but the cornerstone for ensuring ‘conduct, culture and accountability’. No doubt that over the last 18 months you have heard the […]
Webinar: SM&CR Virtual Briefing: 25th January 2022
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus in 2022 continues to be […]
Webinar: How can you utilise our RegTech to help meet new MAS accountability guidelines Jan 2022
The deadline passed in September 2021 for the MAS accountability regime to be implemented and this upcoming webinar is continuing the discussion on how RegTech can help firms meet the […]
Webinar: How can you utilise our RegTech to help meet new MAS accountability guidelines Nov 21
With the implementation deadline of the 10th September 2021 having now passed, firms should be considering how they will be managing the Monetary Authority of Singapore (MAS) Accountability Regime as […]
Is your Regulatory Reporting showing you up?
A strange way to start a blog – or is it? For those of you that are not dual regulated, and are overseen only by FCA (Financial Conduct Authority), then […]