Webinar: SM&CR Virtual briefing Tuesday 27th June 2023
Register now! During the next in our ongoing series of SM&CR briefing webinars, join regulatory specialist, Sarah Thwaites, and Worksmart’s Director of Regulation, Julie Pardy, for the latest updates, industry […]
Consumer Duty Through a Training & Competence Lens
Now that the FCA’s plans for the new Consumer Duty have started to sink in, firms are now getting to grips with what they need to accomplish by July 31st. […]
SM&CR – Is the regime in your organisation delivering what the regulator would expect to see?
SM&CR has been with us as an industry since 2016 now for those in Banking & Insurance and 2018/19 for Solo Regulated firms. How has it been for you? When […]
FinTech, RegTech, InsurTech, WealthTech How do firms navigate an ever more complex landscape?
In a Sector that loves acronyms, abbreviations, labels and generating “new” and exciting names for existing things, the most exciting thing for me is the rise in recognition of Tech […]
Individual Accountability Frameworks – The Regulatory Spotlight turns to Ireland and SEAR
For those UK based organisations that have been closely watching developments from the Central Bank of Ireland (CBI), will know that the Individual Accountability Framework Bill was initially published for […]
Award winning solution Accord is chosen by International fund management company
Worksmart are delighted to welcome Marlborough Fund Managers to the growing community of organisations who have chosen the Accord solution to automate the management of the SM&CR. Marlborough has earned […]
British multinational energy and services provider, Centrica chooses Accord
Worksmart are delighted to welcome the British multinational energy and services provider, Centrica (AKA British Gas), to the growing community of users who have chosen Accord to automate the management of SMCR. Looking […]
SMCR – Haven’t we nailed it yet?
In a time where it is clearly becoming more challenging for compliance teams to keep on top of an ever-changing regulatory landscape, one thing that strikes me is that regulated […]
SM&CR Virtual Event – Culture & Conduct
Expert Insight into D&I, Non-Financial Misconduct, Culture, Certified Person’s Regime and much more! Worksmart are proud Gold sponsors of this exciting 1-day event, which encompasses the guidelines around Senior Manager […]
Annual Regulatory Forum 2022 – Singapore
On a misty Friday morning here in the UK, I had the pleasure of attending (albeit virtually) the annual regulatory forum organised by IMAS for the Investment Management industry in […]