Webinar: SM&CR Virtual Briefing: Tuesday 21st February 2023
On 9 December 2022, the UK Chancellor of the Exchequer announced a package of reforms to the UK financial services sector, known as the “Edinburgh Reforms”. The aim of these […]
Webinar: SM&CR Virtual Briefing: Tuesday 11th October 2022
The newly published Consumer Duty (CD) is a topic on everyone’s agenda right now with boards being required to approve their firm’s implementation plans by the end of October 2022. […]
Webinar: SM&CR Virtual Briefing: 17th May 2022
SM&CR – not just a cost to your firm but the cornerstone for ensuring ‘conduct, culture and accountability’. No doubt that over the last 18 months you have heard the […]
Webinar: SM&CR Virtual Briefing: 25th January 2022
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus in 2022 continues to be […]
Webinar: SM&CR Virtual Briefing: 19th October
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus will be around firms providing […]
Webinar: SMCR Virtual Breakfast Briefing: 20th July 2021
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus will be around firms providing […]
Webinar: SM&CR: Tick-Box Exercise Or Foundation For Culture Change?: 9th June 2021
FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like? In the second of our popular webinars, […]
Webinar: SM&CR: Tick-Box Exercise Or Foundation For Culture Change?: 26th May 2021
FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like? As this transition continues, knowingly or not, […]
Webinar: SM&CR Virtual Breakfast Briefing: 27th May 2021
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, but should we be cautious about losing focus and our attention being directed elsewhere? For […]
Webinar: SM&CR Virtual Breakfast Briefing: 16th March
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, but should we be cautious about losing focus and our attention being directed elsewhere? For […]