The FCA’s Training & Competence (TC) regime supports consumers by making sure that financial services employees are appropriately qualified and well regulated.
The regime itself comprises of two main components:-
1. The high level competence requirements commonly known as the “competent employee rules” and;
2. The more detailed requirements for certain retail activities, including the need to attain a qualification (where relevant).
However, the landscape has become more complex since the introduction of the Senior Managers & Certification Regime which introduced the requirement for firms to have an Internal Certification Regime which also encompasses those already covered by the TC Regime.
In this insightful and informative webinar Chaired by Philip Allen (formerly Director of Learning at UK Finance), he will be joined by our Director of Regulation & Market Engagement – Julie Pardy, and Nic Dent our Customer Engagement and Propositions Principal. They will be discussing and debating best practice, challenges and opportunities that the new regime brings to firms and those responsible for employee competence within their firms.
To register, visit: https://us02web.zoom.us/webinar/register/7816037091475/WN_ZEKU0nBCQUyr8f9KQf2mFg
This event is no longer available.