Quality Assurance

Delivering consistently high standards of customer advice and support backed up by strong and effective business processes is key to complying with Consumer Duty. Checksmart, our quality assurance solution, enables organisations to review customer interactions using configurable, risk-based rules. Once reviewed, if improvements are identified, Checksmart manages the follow up actions to ensure these improvements are realised so providing the reassurance senior managers and the regulator demand.

Our clients say it better than we do!

In a recent survey we asked our clients about Checksmart. 90% said they would recommend Checksmart to others. Praise indeed!

Used by the leading edge firms in Financial Services

The way you approach the quality of your processes says a lot about the culture of your organisation. Investing to ensure your processes consistently deliver to the highest standards not only minimises regulatory risk, it makes sound business sense.

Proud to be ISO 27001 Certified

Information security is King! We know it, you know it, and that’s why we are proud to say our coherent and comprehensive suite of information security controls have passed the ISO TEST


Improving the quality of your people and processes

Quality Assurance Wordcloud

Ensuring your customer interactions meet the highest standards are key to both business success and meeting the expectations of the Consumer Duty regulation. From sales advice through to post sale customer support, getting these multiple touchpoints right is imperative.

‘Listening in’ to a sample of customer interactions underpins part of most firms’ approach to ensuring these standards are achieved. However, traditional methods of identifying which interactions to check, e.g., random choice, date based or alphabetical selection methods, risk not providing an appropriate range of feedback therefore potentially jeopardising the reassurance needed within organisations. Checksmart enables organisations to identify key customer interactions using a configurable, risk-based, rules selector.

Once each identified interaction is reviewed, if follow up action is needed to ensure these high standards are met, Checksmart then manages the entire remediation process. Also, because the whole selection, checking, feedback and follow up process is managed within Checksmart, it provides the oversight and MI that reassures supervisors, senior managers, compliance teams and, if required, the regulator alike.

Most importantly, unlike other ways the regulator suggests firms monitor how they are delivering ‘good customer outcomes’, e.g., customer surveys, Checksmart enables organisations to manage the quality of the customer interaction close to ‘real time’, not several months later. Consequently, firms can constantly monitor and improve their customer interactions with timely learning from their quality assurance processes, thus enabling firms to deliver both the spirit and letter of the new standards demanded by Consumer Duty.

Download our FREE QA Factsheet

For more information about our quality assurance software system, which is trusted by numerous FTSE 100 organisations, please download our free fact sheet and take the first step towards making the management and oversight of your QA processes easier than you could imagine.

Award Winning Knowledge

When implementing Checksmart, take advantage of Worksmart’s deep knowledge of the financial services market and regulation to provide the best configuration possible.

ACQ5 2021 - Consultancy
ACQ5 2020 - Reg Consultancy Award
ACQ5 Global 2019 - Consultancy

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