In this FREE 60 minute webinar, we evaluate the post COVID-19 role compliance and risk professionals will play in shaping the future of the business, anticipating risks to protect the firm, it’s bottom line and its reputation.
This Forum will be a timely platform for firms to debate SM&CR post-implementation challenges and share best practices and serves as an opportunity for delegates to hear the view from the regulator
Worksmart are sponsoring the Global Regtech Summit, being held on 22nd September. Due to CV19, the Summit is now vitual. The event is key because it will explore how the financial services industry can leverage technology to drive innovation, cut costs and support regulatory change. The Summit brings together the industry ecosystem of Regtech practitioners, […]
Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SMCR) now since December 2019, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). Firms continue to […]
This 30mins webinar will provide an overview of Caresmart and for any questions to be answered.
Business and regulators recognise that organisations with a purposeful culture deliver better results. In the FCA discussion paper (DP20/1) of March this year, firm after firm highlighted that defining and developing culture is easier said than done. Culture and culture development is one of those topics that defies simple silver bullet solutions. And, in a […]
Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SM&CR) now since December 2019, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). Megan Butler, FCA, […]