The 6th Annual Culture and Conduct Forum builds on the success of the five previous editions, all of which have been very well attended and highly rated by speakers, delegates and sponsors alike. This event has become the ‘must attend’ event for the UK financial services industry. Organisers City & Financial are pleased to announce that Jonathan […]
The UK Finance Conduct and Culture Forum is a quarterly meeting for senior managers of finance service firms who lead the Conduct Risk & Culture agenda in their firm. It is a valuable opportunity to come together in a confidential setting to share experiences, problem-solve and receive timely and relevant insights from UK Finance policy […]
Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SM&CR) now since December 2019, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). Megan Butler, FCA, […]
As SMCR becomes part of everyday life in Financial Services, this conference discusses how to develop conduct standards and healthy cultures in the context of Covid-19. David Blunt, Head of the Conduct Specialists Department at the FCA will set the tone of the conference with a keynote speech on conduct and culture. Industry experts and […]
If Culture is what people do when no one is looking, then 2021 might prove to be as challenging to your Conduct and Culture risk frameworks as the last nine months have been. Continued Conduct risks related to employees working from a home and a regulator finding the identification of Conduct risk in firms ‘unacceptably […]
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, but should we be cautious about losing focus and our attention being directed elsewhere? For instance, are you confident that your firm is ready for embedding the regime as expected by the regulator; in a way that becomes ‘integral to […]