CPD

July 2021
07/07/2021 @ 14:00 - 15:00 BST

Webinar: Transitioning SM&CR into Business as Usual: 7th July 2021

Online

SM&CR has been part of the regulatory landscape for Banking & Insurance for 5 years now, and whilst its much less than that for FCA solo regulated firms, there is still uncertainty around how best to align the requirements within firms. Now that FCA solo regulated firms have passed the deadlines for both Directory Submissions […]
April 2022
28/04/2022 @ 13:00 - 14:00 BST

Webinar: Consumer Duty of Care 28th April 2022

Online

The newly proposed Consumer Duty of Care (CDOC) is a topic on everyone’s agenda at the moment. With an increased focus on the end consumer and a key consideration being how firms treat their most vulnerable customers, the FCA has clearly laid out its expectation in not one but two consultation papers on this particular […]