Webinar: SM&CR Virtual Briefing: 17th May 2022
SM&CR – not just a cost to your firm but the cornerstone for ensuring ‘conduct, culture and accountability’. No doubt that over the last 18 months you have heard the […]
Webinar: Duty Calls: Complying with higher standards of consumer protection
A new Consumer Duty to be introduced by the Financial Conduct Authority (FCA) in July requires firms with retail clients to review almost every aspect of the relationship with their […]
Webinar: SM&CR Virtual Briefing: 25th January 2022
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus in 2022 continues to be […]
Webinar: Avoiding Culture Fatigue
Just when firms thought they could catch their breath; satisfied that key culture risks had been controlled during COVID-19, they’ve had to quickly turn their attention to meet greater regulatory […]
Webinar: SM&CR Virtual Briefing: 19th October
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus will be around firms providing […]
Webinar: Measuring Organisational Culture: 22nd July 2021
Constant reminders by The FCA on the importance of Culture is challenging leaders of regulated financial firms to move from saying, “We need to measure Culture“ to asking “What are […]
Webinar: SMCR Virtual Breakfast Briefing: 20th July 2021
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus will be around firms providing […]
Webinar: SM&CR: Tick-Box Exercise Or Foundation For Culture Change?: 9th June 2021
FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like? In the second of our popular webinars, […]
Webinar: SM&CR: Tick-Box Exercise Or Foundation For Culture Change?: 26th May 2021
FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like? As this transition continues, knowingly or not, […]
Webinar: Measuring Culture – What the Bank Of England Research Tells Us
Regulated firms have struggled to measure Culture, often citing that ‘it’s far too difficult and abstract’ to define and manage effectively. Such reasoning in 2021 won’t wash with regulators, shareholders […]