The 6th Annual Culture and Conduct Forum builds on the success of the five previous editions, all of which have been very well attended and highly rated by speakers, delegates and sponsors alike. This event has become the ‘must attend’ event for the UK financial services industry. Organisers City & Financial are pleased to announce that Jonathan […]
The UK Finance Conduct and Culture Forum is a quarterly meeting for senior managers of finance service firms who lead the Conduct Risk & Culture agenda in their firm. It is a valuable opportunity to come together in a confidential setting to share experiences, problem-solve and receive timely and relevant insights from UK Finance policy […]
Solo Regulated Firms have been living with the Senior Managers & Certification Regime (SM&CR) now since December 2019, and the impact of Covid-19 means the landscape of our professional world continues to change and evolve as we all respond to the impact of the pandemic (“work from home again if you can”!). Megan Butler, FCA, […]
As a result of the COVID-19 pandemic, the FCA announced that the deadline for solo-regulated firms to undertake the first assessment of the fitness and propriety of their certified persons under the SM&CR has been delayed until 31st March 2021. This online forum will be a timely platform for firms to hear about industry best practice […]