As a result of the COVID-19 pandemic, the FCA announced that the deadline for solo-regulated firms to undertake the first assessment of the fitness and propriety of their certified persons under the SM&CR has been delayed until 31st March 2021.
This online forum will be a timely platform for firms to hear about industry best practice on how to overcome some of the remaining challenges in order to be able to implement all outstanding elements of the regime. Full of practical suggestions, including input from the FCA, this forum promises to be as lively as it is informative.
Worksmart are proud to be sponsoring and speaking at this key event.
For information and details on how to register, visit: https://www.tisa.uk.com/product/smcr-virtual-briefing/?event_date=2021-02-04