Conduct, Data & Competence – What’s Happening?
Certification, Conduct Rules Training, Directory Data and Conduct Rules Breach Reporting; are you ready and prepared? It was refreshing to see the FCA act true to their word when at […]
“Home Working Is Likely To Increase The Risk Of Conduct Related Issues”
On Wednesday 17th June, 2020, Julie Pardy, Director of Regulation & Market Engagement (Worksmart) joined Employment Partners Marian Bloodworth and David Williams from Kemp Little LLP for an in-depth look […]
FCA – A Transformation In The Offing Or Just Cosmetic Change?
The FCA has recently published its business plan for 2020/21, setting out its strategic focus for the next three years. As you might expect in the current climate, it’s shorter than […]