In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing for your time, limited budgets and finite resources.
In this FREE 60-minute webinar hosted by PIMFA, Worksmart’s Director of Regulation & Market Engagement Julie Pardy and Shoosmith’s Partner in the Dispute Resolution and Litigation team, Daren Allen, make sense of what Risk and Compliance professionals need to know to steer their firms clear of the dangers posed by an increasingly challenging and complex regulatory landscape.
Key discussions will focus on:
To register for this FREE event, visit: https://www.pimfa.co.uk/event/pimfa-webinar-emerging-themes-regulatory-guidance-for-wealth-managers-in-2022-2/