The FLA’s Annual Regulation Conference on 27 & 28 September 2022, will focus on the implementation of the new Consumer Duty now the FCA’s has published its final Rules and Guidance. This Conference will be an online event scheduled over two half-days online, with plenty of opportunity to ask questions and share insights. Each half-day will run from […]
In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing for your time, limited budgets and finite resources. In this FREE 60-minute webinar hosted by PIMFA, Worksmart’s Director of Regulation & Market Engagement Julie Pardy […]
Get key insight into reasonable steps, mapping, HR implications and much more! Worksmart are proud sponsors of this exciting virtual event, which is completely focused on the introduction of SEAR (Senior Executive Accountability Regime) to Ireland's financial firms that are subject to regulatory compliance. Back in July 2018, the Central Bank of Ireland proposed an […]
