As a result of the COVID-19 pandemic, the FCA announced that the deadline for solo-regulated firms to undertake the first assessment of the fitness and propriety of their certified persons under the SM&CR has been delayed until 31st March 2021. This online forum will be a timely platform for firms to hear about industry best practice […]
City & Financial are running a virtual conference on 22nd February on the Senior Managers and Certification Regime. The conference is particularly timely as solo-regulated firms make their final preparations for the implementation of the Certification Regime and Conduct Rules on 31st March. We are delighted to be sponsoring, exhibiting and speaking at this important […]
As SMCR becomes part of everyday life in Financial Services, this conference discusses how to develop conduct standards and healthy cultures in the context of Covid-19. David Blunt, Head of the Conduct Specialists Department at the FCA will set the tone of the conference with a keynote speech on conduct and culture. Industry experts and […]