In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing for your time, limited budgets and finite resources. In this FREE 60-minute webinar hosted by PIMFA, Worksmart’s Director of Regulation & Market Engagement Julie Pardy […]
Get key insight into reasonable steps, mapping, HR implications and much more! Worksmart are proud sponsors of this exciting virtual event, which is completely focused on the introduction of SEAR (Senior Executive Accountability Regime) to Ireland's financial firms that are subject to regulatory compliance. Back in July 2018, the Central Bank of Ireland proposed an […]
The new Consumer Duty proposed by the FCA will place the responsibilities of a firm to avoid foreseeable customer harm squarely on the shoulders of Senior Managers and board members. There's no ifs or buts on this as the regulator plans to hold Senior Managers accountable for assessing whether the firm is delivering good outcomes […]
