How will Senior Managers rise to the challenge in implementing the new Consumer Duty?
The new Consumer Duty proposed by the FCA will place the responsibilities of a firm to avoid foreseeable customer harm squarely on the shoulders of Senior Managers and board members. […]
Virtual Event: Regulatory Guidance for Wealth Managers in 2022
In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing […]
SM&CR Virtual Event – Culture & Conduct
Expert Insight into D&I, Non-Financial Misconduct, Culture, Certified Person’s Regime and much more! Worksmart are proud Gold sponsors of this exciting 1-day event, which encompasses the guidelines around Senior Manager […]
Virtual Conference: SEAR Ireland 2022
Get key insight into reasonable steps, mapping, HR implications and much more! Worksmart are proud sponsors of this exciting virtual event, which is completely focused on the introduction of SEAR […]
Webinar: Regulatory Priorities 2022 – Do you know what yours should be?
2021 ended with a bang as the value of FCA fines against firms jumped to a staggering £577m, their highest value in six years. But whilst financial penalties might have […]