What is RegTech?
Over the years RegTech has become the new way in which to describe technology that has been specifically developed to help businesses manage regulatory compliance. These types of solutions are […]
Is your Regulatory Reporting showing you up?
A strange way to start a blog – or is it? For those of you that are not dual regulated, and are overseen only by FCA (Financial Conduct Authority), then […]
ESG – So what is it all about?
As the world of Financial Services grows more complex by the year, especially when you factor in the changes brought by the global pandemic. ESG has certainly become a key […]
RegTech in Financial Services 22nd – 23rd September 2021
With the most recently published FCA Business plan focussing heavily on the role technology and data plays in the regulatory world, this inaugural two-day event hosted by Infoline, is a […]
FCA Business Plan 2021/22 – A Tech Focused Business Plan
The hotly anticipated FCA Business Plan 2021/22 was finally published on the FCA website on the 15th July 2021. Having been delayed by more than three months, myself and the […]
Webinar: FCA Business Plan 2021-22 – 10th August 2021
Its that time again! Now that the FCA’s Business Plan has been issued, the Worksmart team (and guests) will be discussing and debating the critical regulatory topics for firms to […]
A Wake-Up Call For Claims Management Companies (CMC)
The FCA took over responsibility for overseeing the activities of the claims management sector from the Ministry Of Justice in the spring of 2019. As part of this transfer, firms […]
SMCR A Welcome Delay To Final Implementation For Many
First published in PIMFA’s quarterly journal, this article discusses the opportunities & challenges of the delay to the SMCR deadline…
Operational Resilience: The Tipping Point To A Better World?
Recently published in T&C News, we discuss the challenges posed by the FCA’s focus on Operational Resilience & suggest ways to move forward..
The Directory – Coming to you in 2020!
First published in T&C News, this article discusses the opportunities & challenges of implementing the FCA’s Directory regulation…