The FLA will be hosting its first remote conference in 2021 on the important subject of .Regulation Technology (RegTech) The conference will focus on how technology is influencing change in financial services – both in response to the Covid-19 pandemic and in supporting the economic recovery. As part of this, we will discuss some of […]
FinTech Global and RegTech Analyst are hosting their 4th Annual Global RegTech Summit, virtually on 11th-13th May 2021. With RegTech firmly on the FCA's agenda in the UK, the conference promises to provide insights from every side of this fast growing industry; from thought leaders, to firms adopting RegTech solutions to RegTech suppliers themselves, the […]
The Senior Managers and Certification Regime (SM&CR) has recently impacted the Credit & Collections industry and it was introduced to ensure that Senior Managers are individually accountable for their business decisions, their conduct and the competence of those that they manage. Managing the SM&CR regime in business-as-usual (BAU) in a way that a) doesn’t cause […]
Its that time again! Now that the FCA's Business Plan has been issued, the Worksmart team (and guests) will be discussing and debating the critical regulatory topics for firms to consider in 21/22. Under the new leadership of Nikhil Rathi, CEO, this is the first Business Plan published under his leadership, and as such will […]
With the most recently published FCA Business plan focussing heavily on the role technology and data plays in the regulatory world, this inaugural two-day event hosted by Infoline, is a great opportunity for firms to hear discussion and debate about how regulatory technology is critical for the success of many processes. You will also have […]
THE WORLD’S LARGEST GATHERING OF REGTECH LEADERS AND INNOVATORS IS RETURNING AS A HYBRID EVENT! Remember what connecting in-person is like? The Global RegTech Summit is returning again this year as a hybrid event and we are delighted to be sponsors of this prestigious event, where we will also be hosting both a physical in-person stand […]
Regulation, Data and Tech – How they can work in harmony? The regulatory landscape is changing all of the time. The publication of the Regulatory Initiatives Grid will have brought home to many how ever more complex the regulatory landscape is becoming. As the FCA are developing their plans to become a “Data Led” regulator, […]
THE WORLD’S LARGEST GATHERING OF REGTECH LEADERS AND INNOVATORS IS RETURNING FOR THIS IN-PERSON EVENT! Remember what connecting in-person is like? The Global RegTech Summit is BACK, and this year it's face to face and we are delighted to be once again sponsoring this event. We will be hosting both a physical in-person stand with […]
The Largest and Most Inclusive Financial Services Complaints Management Event on the Market Navigate and improve the complaints handling process, implement industry-leading strategies into your team, and stay ahead of regulatory change. The Complaints Management Forum back in person and will be held at Millennium Knightsbridge, London. With Consumer Duty bringing a huge change for […]
SM&CR has been with us as an industry since 2016 now for those in Banking & Insurance and 2018/19 for Solo Regulated firms. How has it been for you? When launched the FCA focused in on four key areas of change that they were expecting the regime to deliver against namely:- More effective senior managers […]
The newly proposed Consumer Duty (CD) is a topic on everyone's agenda at the moment. With an increased focus on the end consumer and a key consideration being how firms treat their most vulnerable customers, the Financial Conduct Authority (FCA) has clearly laid out its expectation in not one, but two consultation papers on this […]