Now in its 11th year, City and Financial are hosting City Week, the premier gathering of the international financial services community. This brings together industry leaders and policy makers from around the globe to consider together the future of global financial markets, and London in particular. We are delighted to be Silver Sponsors of this […]
As Accountability Regimes are rolled out around the Globe, the "Award Winning" team here at Worksmart invite you to join us for this event very specifically focused on the Singapore accountability regime. With the implementation deadline of the 10th September 2021 looming for the Monetary Authority of Singapore (MAS) Accountability Regime to be implemented, time […]
SM&CR has been part of the regulatory landscape for Banking & Insurance for 5 years now, and whilst its much less than that for FCA solo regulated firms, there is still uncertainty around how best to align the requirements within firms. Now that FCA solo regulated firms have passed the deadlines for both Directory Submissions […]
SM&CR has been part of the regulatory landscape for Banking & Insurance for 5 years now and much less so for FCA solo regulated firms. But even some banks and insurance firms remain uncertain around how best to align the requirements within their organisations and evidence suggest that remains the case for many solo regulated […]
With the most recently published FCA Business plan focussing heavily on the role technology and data plays in the regulatory world, this inaugural two-day event hosted by Infoline, is a great opportunity for firms to hear discussion and debate about how regulatory technology is critical for the success of many processes. You will also have […]
THE WORLD’S LARGEST GATHERING OF REGTECH LEADERS AND INNOVATORS IS RETURNING AS A HYBRID EVENT! Remember what connecting in-person is like? The Global RegTech Summit is returning again this year as a hybrid event and we are delighted to be sponsors of this prestigious event, where we will also be hosting both a physical in-person stand […]
With the implementation deadline of the 10th September 2021 having now passed, firms should be considering how they will be managing the Monetary Authority of Singapore (MAS) Accountability Regime as part of their day to day regulatory routines. Join the Worksmart team for a lively and informative session as we consider this newly introduced Individual […]
A healthy corporate culture is key to facilitate an environment in which employee wellbeing thrives and therefore also critical to a company’s success. The concept of culture has now been widely debated within the financial services industry, with firms taking measures in order to address all its components especially during the COVID-19 crisis which posed […]
Regulation, Data and Tech – How they can work in harmony? The regulatory landscape is changing all of the time. The publication of the Regulatory Initiatives Grid will have brought home to many how ever more complex the regulatory landscape is becoming. As the FCA are developing their plans to become a “Data Led” regulator, […]
It is clear that in these unprecedented times, with some employees having worked from home for 18 months now, technology will continue to play a vital role in enabling firms to maintain the level of service that meets the FCAs Complaints DISP rules. A robust, scalable, web-based complaints solution will allow firms employees (as some […]
The deadline passed in September 2021 for the MAS accountability regime to be implemented and this upcoming webinar is continuing the discussion on how RegTech can help firms meet the principles of this regimes. Join the Worksmart team for a lively and informative session as we consider the Individual Accountability & Competence Regime (IAC) in […]
The newly proposed Consumer Duty of Care (CDOC) is a topic on everyone’s agenda at the moment. With an increased focus on the end consumer and a key consideration being how firms treat their most vulnerable customers, the FCA has clearly laid out its expectation in not one but two consultation papers on this particular […]