How will Senior Managers rise to the challenge in implementing the new Consumer Duty?
The new Consumer Duty proposed by the FCA will place the responsibilities of a firm to avoid foreseeable customer harm squarely on the shoulders of Senior Managers and board members. […]
Virtual Event: Regulatory Guidance for Wealth Managers in 2022
In 2022, Wealth Management firms face a daunting schedule of regulatory changes. ESG, Operational Resilience and Consumer Duty are just a few critical areas amongst many others that are competing […]
Webinar: Duty Calls: Complying with higher standards of consumer protection
A new Consumer Duty to be introduced by the Financial Conduct Authority (FCA) in July requires firms with retail clients to review almost every aspect of the relationship with their […]
SM&CR Virtual Event – Culture & Conduct
Expert Insight into D&I, Non-Financial Misconduct, Culture, Certified Person’s Regime and much more! Worksmart are proud Gold sponsors of this exciting 1-day event, which encompasses the guidelines around Senior Manager […]
Virtual Conference: SEAR Ireland 2022
Get key insight into reasonable steps, mapping, HR implications and much more! Worksmart are proud sponsors of this exciting virtual event, which is completely focused on the introduction of SEAR […]
Webinar: Regulatory Priorities 2022 – Do you know what yours should be?
2021 ended with a bang as the value of FCA fines against firms jumped to a staggering £577m, their highest value in six years. But whilst financial penalties might have […]
Webinar: SM&CR Virtual Briefing: 25th January 2022
The Senior Managers & Certification Regime (SM&CR) has been with us for some time now, and as a result expectations are changing. The regulatory focus in 2022 continues to be […]
Webinar: How can you utilise our RegTech to help meet new MAS accountability guidelines Jan 2022
The deadline passed in September 2021 for the MAS accountability regime to be implemented and this upcoming webinar is continuing the discussion on how RegTech can help firms meet the […]
Webinar: The Future of Regulation Briefing 2021
Regulation, Data and Tech – How they can work in harmony? The regulatory landscape is changing all of the time. The publication of the Regulatory Initiatives Grid will have brought […]
Webinar: TISA 2nd Annual Culture Conference
A healthy corporate culture is key to facilitate an environment in which employee wellbeing thrives and therefore also critical to a company’s success. The concept of culture has now been […]